DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Allodium Investment Consultants, LLC
Latest filing Sep 3, 2026
First filing on the tape Mar 1, 2012 · 31 filings
SEC status approved since Jul 7, 2005
RAUM
$577M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$496M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$577M as of Feb 13, 2026
Mar 1, 2012$140M then
HNW client RAUM$450M as of Feb 13, 2026
Mar 15, 2018$210M then
State-registered IARs (5.B.3)4 as of Feb 13, 2026
Mar 1, 20120 then
Employees (5.A)12 as of Feb 13, 2026
Mar 11, 20137 then
Private funds: no history
RAUM +38% over the last fiscal year+19% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $694,055derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $166M, 104 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$450M78%
- Charitable organizations$80.8M14%
- Individuals$45.5M7.9%
- Corporations and businesses$477,2640.1%
- Individual clients
- 144reported
- HNW clients
- 122reported
- Pension plan clients
- 0reported
- Charitable clients
- 15reported
- Accounts
- 831reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $166M for 104 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric John HutchensCertified Financial Planner, Chartered Financial Analyst | Minneapolis, Mn | Jun 15, 2015 | 24 y | 1 |
| Derek John Van CalliganCertified Financial Planner | Parker, Co | Dec 21, 2019 | 10 y | 1 |
| Saul Robert BaumannCertified Financial Planner | Minneapolis, Mn | Jan 22, 2021 | 14 y | 1 |
| Kimberly Ann HamlinCertified Financial Planner | Minneapolis, Mn | Dec 13, 2024 | 11 y | 6 |
| Jessica DolmageCertified Financial Planner | Minneapolis, Mn | Apr 22, 2026 | 17 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Anne Michelle Ward to Laurel Wealth PlanningApr 13, 2020 · RIA to RIA
- Abbey Marlana Spoo to Marquette Wealth ManagementMay 2, 2016 · Other
Joined, latest
- Jessica Dolmage from Penobscot Financial AdvisorsApr 22, 2026 · RIA to RIA
- Kimberly Ann Hamlin from Cetera Investment Advisers LLCDec 13, 2024 · Affiliated broker-dealer or bank to independent RIA
- Saul Robert Baumann from Laurel Wealth PlanningJan 22, 2021 · RIA to RIA
- Derek John Van Calligan from Sharkey Howes & Javer IncDec 21, 2019 · RIA to RIA
- Abbey Marlana Spoo from Somerset Group LLCSep 11, 2015 · Other
- Eric John Hutchens from UBS Financial Services Inc.Jun 15, 2015 · Other
- Anne Michelle Ward from Focus FinancialJan 13, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Saul Baumann · Membercontrolsince 01/2024 · owns 10% to 25%
- John David Bromelkamp · Member And Chief Executive Officercontrolsince 08/2005 · owns 25% to 50%
- Matthew Tyler Chapman · Member, Chief Operating Officer, And Chief Compliance Officercontrolsince 01/2017 · owns 5% to 10%
- John Eric Hutchens · Member, President, And Chief Investment Officercontrolsince 01/2017 · owns 25% to 50%
- John Derek Van Calligan · Membercontrolsince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 13, 2026RAUM (Item 5.F) moved from $416,610,113 to $576,759,336 (+38.0%) between the annual amendments of 2025-02-05 and 2026-02-13; the peer median change was +16.0% (1386 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 90% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Feb 13, 2026 to Sep 3, 2026
- Related adviser · false to unsetFeb 13, 2026 to Sep 3, 2026
- Related bank · false to unsetFeb 13, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetFeb 13, 2026 to Sep 3, 2026
- Related insurance company · false to unsetFeb 13, 2026 to Sep 3, 2026
- Succession · false to unsetFeb 13, 2026 to Sep 3, 2026
- Discretionary RAUM · $417M to $577MOct 28, 2025 to Feb 13, 2026
- HNW RAUM · $312M to $450MOct 28, 2025 to Feb 13, 2026
- Individual RAUM · $42.0M to $45.5MOct 28, 2025 to Feb 13, 2026
- RAUM · $417M to $577MOct 28, 2025 to Feb 13, 2026
- Accounts · 676 to 831Oct 28, 2025 to Feb 13, 2026
- Advisory employees · 5 to 4Oct 28, 2025 to Feb 13, 2026
- Advisory activities · 4 to 5Oct 28, 2025 to Feb 13, 2026
- Charity clients · 14 to 15Oct 28, 2025 to Feb 13, 2026
- Corporate clients · unset to 1.0Oct 28, 2025 to Feb 13, 2026
- HNW clients · 101 to 122Oct 28, 2025 to Feb 13, 2026
- Individual clients · 135 to 144Oct 28, 2025 to Feb 13, 2026
- Assets in custody · $129M to $166MOct 28, 2025 to Feb 13, 2026
- Financial planning clients · 101-250 to 251-500Oct 28, 2025 to Feb 13, 2026
- State-registered IARs · 5 to 4Oct 28, 2025 to Feb 13, 2026
- Accounts · 661 to 676May 22, 2024 to Feb 5, 2025
- Charity clients · 13 to 14May 22, 2024 to Feb 5, 2025
- HNW clients · 98 to 101May 22, 2024 to Feb 5, 2025
- Individual clients · 129 to 135May 22, 2024 to Feb 5, 2025
- Assets in custody · $112M to $129MMay 22, 2024 to Feb 5, 2025
- Financial planning clients · 101-250 to 101-250May 22, 2024 to Feb 5, 2025
- Discretionary RAUM · $396M to $417MMay 22, 2024 to Feb 5, 2025
- HNW RAUM · $314M to $312MMay 22, 2024 to Feb 5, 2025
- Individual RAUM · $36.0M to $42.0MMay 22, 2024 to Feb 5, 2025
- RAUM · $396M to $417MMay 22, 2024 to Feb 5, 2025
- Accounts · 629 to 661Mar 8, 2023 to Mar 14, 2024
- HNW clients · 94 to 98Mar 8, 2023 to Mar 14, 2024
- Individual clients · 121 to 129Mar 8, 2023 to Mar 14, 2024
- Assets in custody · $93.9M to $112MMar 8, 2023 to Mar 14, 2024
- Discretionary RAUM · $343M to $396MMar 8, 2023 to Mar 14, 2024
- HNW RAUM · $277M to $314MMar 8, 2023 to Mar 14, 2024
- Individual RAUM · $31.1M to $36.0MMar 8, 2023 to Mar 14, 2024
- RAUM · $343M to $396MMar 8, 2023 to Mar 14, 2024
- Accounts · 605 to 629Jun 22, 2022 to Mar 8, 2023
- Charity clients · 11 to 13Jun 22, 2022 to Mar 8, 2023
Signals
3 dated events
- Allodium Investment Consultants, Llc reported RAUM $576.8M, up 38% from $416.6M (2025-10-28 to 2026-02-13)Feb 13, 2026 · RAUM change · derived
- Robert Saul Baumann (Member) appeared on Schedule A of Allodium Investment Consultants, LlcMar 14, 2024 · Control person joined · fact
- John Derek Van Calligan (Member) appeared on Schedule A of Allodium Investment Consultants, LlcMar 14, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@allodium.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 612-230-3700reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 612-230-3701reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 612-230-3703reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/allodium-investment-consultantsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- allodium.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-230-3700reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- allodium.com/contact-us.htmlreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- allodium.com/about/meet-the-team.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026