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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)27 years in industry

BRIAN DANIEL HAEHL

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Louisville, KY | Punta Gorda, FL | Jeffersonville, IN

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Search this name across graphsid dfx:ria:bf3d562e-06d5-183d-9ac7-d4eb1fed506a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: May 7, 2012
First registration: Dec 14, 1998
Dual registered: yes, broker-dealer
Other names: BRIAN DANIEL HAEHL|Brian D Haehl
IAPD individual key: 2114651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 12, 2018	n/a	yes	Louisville, KY\|Jeffersonville, IN\|Punta Gorda, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 2, 2016	Nov 5, 2018	no	NEW ALBANY, IN	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	May 8, 2012	Dec 12, 2016	no	CHARLOTTE, NC\|LOUISVILLE, KY	Previous registration
STEARNS FINANCIAL GROUP	Former SEC adviser	Feb 24, 2012	Jun 13, 2012	no	CHAPEL HILL, NC	Previous registration
PRY ADVISORY GROUP	n/a	Apr 10, 2008	Dec 21, 2009	no	FINDLAY, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 27, 2001	Apr 15, 2004	no	NEW ALBANY, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 14, 1998	Apr 6, 2004	no	NEW ALBANY, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 5, 2018	Oct 12, 2018	-24	Firm change	Wirehouse to ibd
BB&T INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Dec 12, 2016	Dec 2, 2016	-10	Firm change	Other
STEARNS FINANCIAL GROUP	BB&T INVESTMENT SERVICES, INC.	Jun 13, 2012	May 8, 2012	-36	Firm change after gap	Other
PRY ADVISORY GROUP	STEARNS FINANCIAL GROUP	Dec 21, 2009	Feb 24, 2012	795	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	PRY ADVISORY GROUP	Apr 15, 2004	Apr 10, 2008	1,456	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SECURITIES AMERICA ADVISORS, INC.	Apr 6, 2004	Dec 27, 2001	-831	Firm change after gap	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 14, 1998 to Apr 6, 2004factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 2, 2016 to Nov 5, 2018factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 8, 2012 to Dec 12, 2016factForm ADV
→ STEARNS FINANCIAL GROUPRegistered adviserregistration: previous registration
Feb 24, 2012 to Jun 13, 2012factForm ADV
→ PRY ADVISORY GROUPRegistered adviserregistration: previous registration
Apr 10, 2008 to Dec 21, 2009factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 27, 2001 to Apr 15, 2004factForm ADV

Dated events

No dated event names this entity yet.