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Advisor at REDWOOD INVESTMENT MANAGEMENT, LLC.
LOS ANGELES, CA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MULHOLLAND WEALTH ADVISORS, LLC | Asset manager | Apr 26, 2017 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| REDWOOD INVESTMENT MANAGEMENT, LLC. | Asset manager | Apr 12, 2010 | n/a | yes | LOS ANGELES, CA|LOS ANGELES, CA | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Mar 30, 2009 | Mar 15, 2010 | no | BOSTON, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 5, 2002 | Jun 26, 2003 | no | SECAUCUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | REDWOOD INVESTMENT MANAGEMENT, LLC. | Mar 15, 2010 | Apr 12, 2010 | 28 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Jun 26, 2003 | Mar 30, 2009 | 2,104 | Firm change after gap | Other |