RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• M••••••••
- M••••••••• W••••• A•••••••• L•• asset manager currentsince Apr 26, 2017 · Scottsdale, Az
- R•••••• I••••••••• M••••••••• L••• asset manager currentsince Apr 12, 2010 · Los Angeles, Ca
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMar 30, 2009 to Mar 15, 2010 · Boston, Ma
- U•• F•••••••• S••••••• I••• wirehouseApr 5, 2002 to Jun 26, 2003 · Secaucus, Nj
- C••••••• M••••••••• I••••••••• A•••••••• L•• to R•••••• I••••••••• M••••••••• L•••left Mar 15, 2010, registered Apr 12, 2010 (28 days) · Other
- U•• F•••••••• S••••••• I••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Jun 26, 2003, registered Mar 30, 2009 (2104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address