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RIA / WealthAdvisor38 years in industry

FRANCIS MICHAEL GUTRICH

Advisor at APOLLON FINANCIAL, LLC

MOUNT PLEASANT, SC | Downers Grove, IL

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Search this name across graphsid dfx:ria:bfebc59f-a467-33c7-542a-200a8b23925a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 6, 1988
First registration: Jan 1, 2011
Dual registered: no
Other names: FRANCIS M GUTRICH
IAPD individual key: 1628258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON FINANCIAL, LLC	Independent wealth	Oct 15, 2024	n/a	yes	Downers Grove, IL\|MOUNT PLEASANT, SC	Current employment
HIGHPOINT PLANNING PARTNERS	Independent wealth	Dec 8, 2021	Oct 2, 2024	no	DOWNERS GROVE, IL\|ORLAND PARK, IL	Previous registration
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	Jan 6, 2017	Dec 31, 2021	no	DOWNERS GROVE, IL\|Orland Park, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 25, 2017	no	FRANKFORT, IL\|ORLAND PARK, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 1, 2011	Oct 1, 2012	no	LEMONT, IL\|FRANKFORT, IL\|CHICAGO, IL\|CHICAGO, IL\|ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHPOINT PLANNING PARTNERS	APOLLON FINANCIAL, LLC	Oct 2, 2024	Oct 15, 2024	13	Firm change	RIA to RIA
HIGHPOINT ADVISOR GROUP, LLC	HIGHPOINT PLANNING PARTNERS	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
J.P. MORGAN SECURITIES LLC	HIGHPOINT ADVISOR GROUP, LLC	Jan 25, 2017	Jan 6, 2017	-19	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (5)

→ APOLLON FINANCIAL, LLCRegistered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: previous registration
Dec 8, 2021 to Oct 2, 2024factForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jan 6, 2017 to Dec 31, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 25, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 1, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
Francis Michael Gutrich left Highpoint Planning Partners for Apollon Financial, Llc (registered 2024-10-15)
Form ADVobserved 4 days ago