DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner35 years in industry

JEAN TOBIN RIORDAN

Advisor at NEXT LEVEL PRIVATE LLC

HARRISON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c02040da-d7ff-2848-1e49-c47c37ae2953

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEXT LEVEL PRIVATE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 2, 1991
First registration: Sep 22, 2006
Dual registered: no
Other names: JEAN KATHLEEN TOBINHATTAR|JEAN KATHLEEN TOBIN|JEAN TOBIN HATTAR|JEAN TOBIN HATTAR
IAPD individual key: 2138296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEXT LEVEL PRIVATE LLC	Independent wealth	Jan 18, 2026	n/a	yes	HARRISON, NY	Current employment
VISION RETIREMENT	Independent wealth	Mar 31, 2022	Feb 16, 2026	no	RIDGEWOOD, NJ\|Poughkeepsie, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Aug 16, 2022	no	TARRYTOWN, NY\|WAPPINGERS FALLS, NY\|TARRYTOWN, NY\|POUGHKEEPSIE, NY\|NEWBURGH, NY\|WAPPINGERS FALLS, NY\|NEWBURGH, NY\|POUGHKEEPSIE, NY	Previous registration
LEXCO WEALTH MANAGEMENT, INC.	n/a	Nov 13, 2007	Dec 31, 2021	no	TARRYTOWN, NY	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 18, 2007	Dec 6, 2017	no	Wappingers Falls, NY\|NEWBURGH, NY\|TARRYTOWN, NY\|POUGHKEEPSIE, NY\|WAPPINGERS FALLS, NY\|FISHKILL, NY\|POUGHKEEPSIE, NY\|POUGHQUAG, NY\|HYDE PARK, NY\|LOS ANGELES, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 22, 2006	Apr 18, 2007	no	POUGHKEEPSIE, NY\|POUGHKEEPSIE, NY\|FISHKILL, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VISION RETIREMENT	NEXT LEVEL PRIVATE LLC	Feb 16, 2026	Jan 18, 2026	-29	Firm change	RIA to RIA
LPL FINANCIAL LLC	VISION RETIREMENT	Aug 16, 2022	Mar 31, 2022	-138	Firm change after gap	RIA to RIA
LEXCO WEALTH MANAGEMENT, INC.	LPL FINANCIAL LLC	Dec 31, 2021	Nov 29, 2017	-1,493	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LEXCO WEALTH MANAGEMENT, INC.	Dec 6, 2017	Nov 13, 2007	-3,676	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 18, 2007	May 18, 2007	30	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134425:6413:NY:2021-12-31	Dec 31, 2021	Nov 29, 2017	TARRYTOWN, NY	Firm change after gap
29604:134425:CA:2017-12-01	Dec 6, 2017	Nov 13, 2007	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (6)

→ NEXT LEVEL PRIVATE LLCRegistered adviserregistration: current employment
Jan 18, 2026 to presentfactForm ADV
→ VISION RETIREMENTRegistered adviserregistration: previous registration
Mar 31, 2022 to Feb 16, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Aug 16, 2022factForm ADV
→ LEXCO WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 13, 2007 to Dec 31, 2021factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 18, 2007 to Dec 6, 2017factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 22, 2006 to Apr 18, 2007factForm ADV

Dated events

Occurred
Feb 16, 2026
Advisor changed firm
Jean Tobin Riordan left Vision Retirement for Next Level Private Llc (registered 2026-01-18)
Form ADVobserved 5 days ago
Occurred
Aug 16, 2022
Advisor changed firm
Jean Tobin Riordan left Lpl Financial Llc for Vision Retirement (registered 2022-03-31)
Form ADVobserved 5 days ago