DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• T•••• R••••••

N••• L•••• P•••••• L••independent RIAHarrison, NyIA-onlyIAPD 2138296

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• Kathleen T••••Hattar

At current firm

0 y

since Jan 18, 2026

In the industry

35 y

since Aug 2, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFPreportednxtprivate.comas printed on the bio page, Sep 16, 2026
Professional profile: nxtprivate.com/team-members/jean-riordanreportednxtprivate.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

N••• L•••• P•••••• L•• independent RIA current
since Jan 18, 2026 · Harrison, Ny
V••••• R••••••••• independent RIA
Mar 31, 2022 to Feb 16, 2026 · Ridgewood, Nj
L•• F•••••••• L•• BD affiliated
Nov 29, 2017 to Aug 16, 2022 · Tarrytown, Ny
L•••• W••••• M••••••••• I••• unclassified
Nov 13, 2007 to Dec 31, 2021 · Tarrytown, Ny
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 18, 2007 to Dec 6, 2017 · Wappingers Falls, Ny
C••• B•••••••• S•••••••• I••• former
Sep 22, 2006 to Apr 18, 2007 · Poughkeepsie, Ny

Moves

a registration end followed by a registration begin elsewhere

V••••• R••••••••• to N••• L•••• P•••••• L••
left Feb 16, 2026, registered Jan 18, 2026 (-29 days) · RIA to RIA
L•• F•••••••• L•• to V••••• R•••••••••
left Aug 16, 2022, registered Mar 31, 2022 (-138 days) · RIA to RIA
L•••• W••••• M••••••••• I••• to L•• F•••••••• L••
left Dec 31, 2021, registered Nov 29, 2017 (-1493 days) · Other · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•••• W••••• M••••••••• I•••
left Dec 6, 2017, registered Nov 13, 2007 (-3676 days) · Other · moved with a team
C••• B•••••••• S•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Apr 18, 2007, registered May 18, 2007 (30 days) · Other

Signals

J••• T•••• R•••••• left V••••• R••••••••• for N••• L•••• P•••••• L•• (registered 2026-01-18)
Feb 16, 2026 · Advisor changed firm · fact
J••• T•••• R•••••• left L•• F•••••••• L•• for V••••• R••••••••• (registered 2022-03-31)
Aug 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address