DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••• I••••••••• M••••••••• I•••
North Richland Hills, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••• I••••••••• M••••••••• I••• | Former SEC adviser | Jul 23, 2024 | n/a | yes | North Richland Hills, TX | Current employment |
| W••••••••• A•••• M••••••••• L•• | Independent wealth | May 25, 2017 | Jul 15, 2024 | no | Keller, TX|DESTIN, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A•••• M••••••••• L•• | H•••••• I••••••••• M••••••••• I••• | Jul 15, 2024 | Jul 23, 2024 | 8 | Firm change | Other |
| T•••••• P•••••••• A•••••••• L•• | W••••••••• A•••• M••••••••• L•• | May 17, 2017 | May 25, 2017 |
| T•••••• P•••••••• A•••••••• L•• | Independent wealth | Nov 18, 2009 | May 17, 2017 | no | SOUTHLAKE, TX|SOUTHLAKE, TX|KELLER, TX | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 13, 2006 | Nov 19, 2009 | no | FORT WORTH, TX|PLANO, TX | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Sep 20, 2002 | Feb 9, 2006 | no | DALLAS, TX|FRISCO, TX|ADDISON, TX | Previous registration |
| 8 |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | T•••••• P•••••••• A•••••••• L•• | Nov 19, 2009 | Nov 18, 2009 | -1 | Firm change | Other |
| O•••• F•• I••• | M•• I•••••••• S•••••••• L•• | Feb 9, 2006 | Feb 13, 2006 | 4 | Firm change | Other |