DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katherine Elaine Nolte
Feed of 09/14/2026
Also filed as Katherine Edwards
At current firm
2 y
since Jul 23, 2024
In the industry
27 y
since Feb 18, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Holland Investment Management, Inc. former currentsince Jul 23, 2024 · North Richland Hills, Tx
- Wealthtrust Asset Management, LLC independent RIAMay 25, 2017 to Jul 15, 2024 · Keller, Tx
- Trinity Portfolio Advisors, LLC independent RIANov 18, 2009 to May 17, 2017 · Southlake, Tx
- MML Investors Services, LLC BD affiliatedFeb 13, 2006 to Nov 19, 2009 · Fort Worth, Tx
- Osaic Fa, Inc. formerSep 20, 2002 to Feb 9, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Wealthtrust Asset Management, LLC to Holland Investment Management, Inc.left Jul 15, 2024, registered Jul 23, 2024 (8 days) · Other
- Trinity Portfolio Advisors, LLC to Wealthtrust Asset Management, LLCleft May 17, 2017, registered May 25, 2017 (8 days) · Other
- MML Investors Services, LLC to Trinity Portfolio Advisors, LLCleft Nov 19, 2009, registered Nov 18, 2009 (-1 days) · Other
- Osaic Fa, Inc. to MML Investors Services, LLCleft Feb 9, 2006, registered Feb 13, 2006 (4 days) · Other
Signals
- Katherine Elaine Nolte left Wealthtrust Asset Management, Llc for Holland Investment Management, Inc. (registered 2024-07-23)Jul 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address