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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

JESSE Julian GRIFFIN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Rome, GA | Palm City, FL

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Search this name across graphsid dfx:ria:c04efd3e-c6b5-6dee-80de-29b6946816d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 19, 1988
First registration: Sep 22, 2000
Dual registered: yes, broker-dealer
Other names: JESS GRIFFIN|JESSE J (JR) GRIFFIN|JESSE JULIAN GRIFFIN|JESSE Julian GRIFFIN
IAPD individual key: 1165095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 26, 2025	n/a	yes	Palm City, FL\|Rome, GA	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 6, 2021	Apr 3, 2026	no	ROME, GA\|ROME, GA	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 6, 2021	Dec 31, 2025	no	PALM CITY, FL\|ROME, GA\|ROME, GA\|ROME, GA	Previous registration
FISCAL WISDOM WEALTH MANAGEMENT LLC	Independent wealth	Apr 25, 2019	Jan 27, 2021	no	Palm City, FL\|CANTON, CT	Previous registration
NFSG CORPORATION	Bd affiliated wealth	Aug 19, 2016	Apr 18, 2019	no	PALM CITY, FL\|BOCA RATON, FL	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Oct 18, 2006	Jul 14, 2016	no	BOYNTON BEACH, FL\|OVERLAND PARK, KS\|PALM CITY, FL\|PALM CITY, FL\|OVERLAND PARK, KS	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 22, 2000	Oct 18, 2006	no	BOYNTON BEACH, FL\|BOYNTON BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 3, 2026	Nov 26, 2025	-128	Firm change after gap	RIA to ibd
FISCAL WISDOM WEALTH MANAGEMENT LLC	DEMPSEY LORD SMITH, LLC	Jan 27, 2021	Jan 6, 2021	-21	Firm change	RIA to RIA
NFSG CORPORATION	FISCAL WISDOM WEALTH MANAGEMENT LLC	Apr 18, 2019	Apr 25, 2019	7	Firm change	Ibd to RIA
VSR ADVISORY SERVICES	NFSG CORPORATION	Jul 14, 2016	Aug 19, 2016	36	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	VSR ADVISORY SERVICES	Oct 18, 2006	Oct 18, 2006	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141238:134139:GA:2026-04-03	Apr 3, 2026	Nov 26, 2025	ROME, GA	Firm change after gap
14503:130814:KS:2016-06-20	Jul 14, 2016	Aug 19, 2016	OVERLAND PARK, KS	Firm change

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Jan 6, 2021 to Apr 3, 2026factForm ADV
→ FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 25, 2019 to Jan 27, 2021factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Aug 19, 2016 to Apr 18, 2019factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 18, 2006 to Jul 14, 2016factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 22, 2000 to Oct 18, 2006factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
Jesse Julian Griffin left Dempsey Lord Smith, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-11-26)
Form ADVobserved 4 days ago