DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• J••••• G••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedRome, Ga dual registrantIAPD 1165095

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jess Griffin

At current firm

0 y

since Nov 26, 2025

In the industry

38 y

since Aug 19, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Nov 26, 2025 · Palm City, Fl
D•••••• L••• S••••• L•• former
Jan 6, 2021 to Dec 31, 2025 · Palm City, Fl
D•••••• L••• S••••• L•• former
Jan 6, 2021 to Apr 3, 2026 · Rome, Ga
F••••• W••••• W••••• M••••••••• L•• independent RIA
Apr 25, 2019 to Jan 27, 2021 · Palm City, Fl
N••• C••••••••• BD affiliated
Aug 19, 2016 to Apr 18, 2019 · Palm City, Fl
V•• A••••••• S••••••• former
Oct 18, 2006 to Jul 14, 2016 · Boynton Beach, Fl
C•••••••• F•••••••• G•••• A••••••• former
Sep 22, 2000 to Oct 18, 2006 · Boynton Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 3, 2026, registered Nov 26, 2025 (-128 days) · RIA to affiliated broker-dealer or bank · moved with a team
F••••• W••••• W••••• M••••••••• L•• to D•••••• L••• S••••• L••
left Jan 27, 2021, registered Jan 6, 2021 (-21 days) · RIA to RIA
N••• C••••••••• to F••••• W••••• W••••• M••••••••• L••
left Apr 18, 2019, registered Apr 25, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA
V•• A••••••• S••••••• to N••• C•••••••••
left Jul 14, 2016, registered Aug 19, 2016 (36 days) · Other · moved with a team
C•••••••• F•••••••• G•••• A••••••• to V•• A••••••• S•••••••
left Oct 18, 2006, registered Oct 18, 2006 (0 days) · Other

Signals

Jesse Julian Griffin left Dempsey Lord Smith, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-11-26)
Apr 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address