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Advisor at TRANSCE3ND LLC
St Peters, MO | BUDA, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | May 23, 2023 | n/a | yes | St Peters, MO|BUDA, TX | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 30, 2022 | Oct 2, 2023 | no | St Peters, MO|TOPEKA, KS | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Jul 7, 2017 | Aug 1, 2022 | no | PONTE VEDRA BEACH, FL|Ellisville, MO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 2, 2009 | Jul 10, 2017 | no | HAZELWOOD, MO|ELLISVILLE, MO|Ellisville, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | TRANSCE3ND LLC | Oct 2, 2023 | May 23, 2023 | -132 | Firm change after gap | Ibd to RIA |
| KALOS MANAGEMENT | AE WEALTH MANAGEMENT, LLC | Aug 1, 2022 | Jul 30, 2022 | -2 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | KALOS MANAGEMENT | Jul 10, 2017 | Jul 7, 2017 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133025:282580:MO:2022-08-01 | Aug 1, 2022 | Jul 30, 2022 | ELLISVILLE, MO | Firm change |
| 29604:133025:MO:2017-07-10 | Jul 10, 2017 | Jul 7, 2017 | ELLISVILLE, MO | Firm change |