DFX Intelligence

M•••••• T••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• T••••• S•••••

Advisor at R••• P•••••• W••••• M•••••••••

Auburn, ME | BEDFORD, NH

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Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 9, 2005 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• P•••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• P•••••• W••••• M•••••••••	Former SEC adviser	Sep 11, 2026	n/a	yes	Auburn, ME\|BEDFORD, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 2, 2020	n/a	yes	Auburn, ME	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	A••••••••• F•••••••• S•••••••• L••	Jan 2, 2020	Jan 2, 2020	0	Firm change	Ibd to ibd
T• W••••• M••••••••• S••••••• I•••	C••••••••• F•••••••• N••••••	Jan 5, 2010	Jan 4, 2010

Relationships

Registered with (7)

→ R••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 2, 2020 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 4, 2010 to Jan 2, 2020factForm ADV
→ T• W••••• M••••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 9, 2005
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.