DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at D.L. FIELDS ADVISORY GROUP, LLC
Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.L. FIELDS ADVISORY GROUP, LLC | State registered | Mar 3, 2025 | n/a | yes | Atlanta, GA | Current employment |
| UNITED ADVISORS AMERICA | Independent wealth | Aug 27, 2019 | Jan 15, 2025 | no | Brookhaven, GA|PROSPER, TX | Previous registration |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Former SEC adviser | Jul 16, 2007 | Dec 31, 2012 | no | LAS VEGAS, NV|LAS VEGAS, NV|ATLANTA, GA|ATLANTA, GA | Previous registration |
| MIDSOUTH CAPITAL, INC. | n/a | Apr 26, 2006 | Jul 13, 2007 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jul 20, 2001 | May 2, 2006 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED ADVISORS AMERICA | D.L. FIELDS ADVISORY GROUP, LLC | Jan 15, 2025 | Mar 3, 2025 | 47 | Firm change | RIA to state RIA |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | UNITED ADVISORS AMERICA | Dec 31, 2012 | Aug 27, 2019 | 2,430 | Firm change after gap | Other |
| MIDSOUTH CAPITAL, INC. | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Jul 13, 2007 | Jul 16, 2007 | 3 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | MIDSOUTH CAPITAL, INC. | May 2, 2006 | Apr 26, 2006 | -6 | Firm change | Other |