DFX Intelligence

S••• M••••••• A•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

S••• M••••••• A•• F•••••

Advisor at J•••• T•••••• I••••••••• P•••••••• L••

TAMPA, FL | Santa Anna, CA

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Search this name across graphsid dfx:ria:c232292e-25dd-8099-5ec4-d5ab5ddba4eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Sep 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••• T•••••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••• T•••••• I••••••••• P•••••••• L••	Independent wealth	Jun 10, 2026	n/a	yes	TAMPA, FL\|Santa Anna, CA	Current employment
F••••••	Independent wealth	Apr 13, 2026	Jun 11, 2026	no	Orange, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••	J•••• T•••••• I••••••••• P•••••••• L••	Jun 11, 2026	Jun 10, 2026	-1	Firm change	RIA to RIA
J•••• T•••••• I••••••••• P•••••••• L••	F••••••	May 5, 2026	Apr 13, 2026

Relationships

Registered with (8)

→ J•••• T•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2025 to May 5, 2026factForm ADV
→ F••••••Registered adviserregistration: previous registration
Apr 13, 2026 to Jun 11, 2026factForm ADV
→ F••••••••Registered adviserregistration: previous registration
Oct 16, 2023 to Oct 3, 2025factForm ADV
→ W••••••• C••••••• I•••

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 17, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c232292e-25dd-8099-5ec4-d5ab5ddba4eb
First observed: Sep 3, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.