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Advisor at CITIZENS SECURITIES, INC.
JOHNSTON, RI | WINCHESTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Aug 26, 2025 | n/a | yes | JOHNSTON, RI|WINCHESTER, MA | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 7, 2025 | Sep 2, 2025 | no | BURLINGTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 14, 2023 | Jan 21, 2025 | no | BOSTON, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 22, 2023 | Aug 21, 2023 | no | NEW LONDON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | CITIZENS SECURITIES, INC. | Sep 2, 2025 | Aug 26, 2025 | -7 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VALIC FINANCIAL ADVISORS, INC. | Jan 21, 2025 | Mar 7, 2025 | 45 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 21, 2023 | Sep 14, 2023 | 24 | Firm change | Wirehouse to wirehouse |