RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• K••••••
- C••••••• S••••••••• I••• BD affiliated currentsince Aug 26, 2025 · Johnston, Ri
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 7, 2025 to Sep 2, 2025 · Burlington, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 14, 2023 to Jan 21, 2025 · Boston, Ma
- U•• F•••••••• S••••••• I••• wirehouseMay 22, 2023 to Aug 21, 2023 · New London, Ct
- V•••• F•••••••• A•••••••• I••• to C••••••• S••••••••• I•••left Sep 2, 2025, registered Aug 26, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Jan 21, 2025, registered Mar 7, 2025 (45 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 21, 2023, registered Sep 14, 2023 (24 days) · Wirehouse to wirehouse
- A•••••••• K•••••• left V•••• F•••••••• A•••••••• I••• for C••••••• S••••••••• I••• (registered 2025-08-26)Sep 2, 2025 · Advisor changed firm · fact
- A•••••••• K•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-03-07)Jan 21, 2025 · Advisor changed firm · fact
- A•••••••• K•••••• left U•• F•••••••• S••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-09-14)Aug 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address