DFX Intelligence

M••••••• H••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

M••••••• H••••• H•••••

Advisor at O•••••••

Coral Springs, FL | BEACHWOOD, OH

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Search this name across graphsid dfx:ria:c289fd0b-3f09-474e-4aef-786d20b61103

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Jun 15, 2018	n/a	yes	Coral Springs, FL\|BEACHWOOD, OH	Current employment
H••••• R••••	Former SEC adviser	Jan 24, 2017	Jul 10, 2018	no	Coral Spring, FL\|CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	O•••••••	Jul 10, 2018	Jun 15, 2018	-25	Firm change	RIA to RIA
W•••• F•••• A•••••••	H••••• R••••	Jan 18, 2017	Jan 24, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
170037:283087:NC:2018-07-10	Jul 10, 2018	Jun 15, 2018	CHARLOTTE, NC	Firm change
11025:170037:FL:2017-01-18	Jan 18, 2017	Jan 24, 2017	CORAL SPRINGS, FL	Firm change

Relationships

Registered with (10)

→ O•••••••Registered adviserregistration: current employment
Jun 15, 2018 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jan 24, 2017 to Jul 10, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2013 to Jan 18, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c289fd0b-3f09-474e-4aef-786d20b61103
First observed: Oct 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.