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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

KENNETH CHRISTIAN REESE

Advisor at SUPREME ALLIANCE LLC

CHARLOTTE, NC | Phoenix, AZ

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Search this name across graphsid dfx:ria:c2f98557-e574-d678-641e-96591beff89c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUPREME ALLIANCE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S63|S66
First exam: Jun 4, 1986
First registration: Apr 2, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1501124

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUPREME ALLIANCE LLC	Independent wealth	Sep 13, 2024	n/a	yes	CHARLOTTE, NC\|Phoenix, AZ\|CHARLOTTE, NC	Current employment
STIRLINGSHIRE INVESTMENTS	Independent wealth	Dec 20, 2023	Jul 29, 2024	no	NEW YORK, NY\|Phoenix, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Dec 5, 2023	no	CHANDLER, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Apr 8, 2009	Sep 1, 2023	no	TEMPE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Jan 23, 2009	no	PHOENIX, AZ\|GLENDALE, AZ	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jan 7, 2005	Oct 31, 2005	no	GLENDALE, AZ	Previous registration
STC GROUP, INC.	n/a	Apr 2, 2001	Dec 31, 2002	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIRLINGSHIRE INVESTMENTS	SUPREME ALLIANCE LLC	Jul 29, 2024	Sep 13, 2024	46	Firm change	RIA to RIA
OSAIC WEALTH, INC.	STIRLINGSHIRE INVESTMENTS	Dec 5, 2023	Dec 20, 2023	15	Firm change	Ibd to new firm
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other
STC GROUP, INC.	SUNAMERICA SECURITIES, INC.	Dec 31, 2002	Jan 7, 2005	738	Firm change after gap	Other

Relationships

Registered with (6)

→ SUPREME ALLIANCE LLCRegistered adviserregistration: current employment
Sep 13, 2024 to presentfactForm ADV
→ STIRLINGSHIRE INVESTMENTSRegistered adviserregistration: previous registration
Dec 20, 2023 to Jul 29, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Dec 5, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 8, 2009 to Sep 1, 2023factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 7, 2005 to Oct 31, 2005factForm ADV
→ STC GROUP, INC.Registered adviserregistration: previous registration
Apr 2, 2001 to Dec 31, 2002factForm ADV

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
Kenneth Christian Reese left Stirlingshire Investments for Supreme Alliance Llc (registered 2024-09-13)
Form ADVobserved 5 days ago
Occurred
Dec 5, 2023
Advisor changed firm
Kenneth Christian Reese left Osaic Wealth, Inc. for Stirlingshire Investments (registered 2023-12-20)
Form ADVobserved 5 days ago