DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth Christian Reese

Supreme Alliance LLCindependent RIACharlotte, Nc dual registrantIAPD 1501124

Feed of 09/15/2026

At current firm

2 y

since Sep 13, 2024

In the industry

40 y

since Jun 4, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Supreme Alliance LLC independent RIA current
since Sep 13, 2024 · Charlotte, Nc
Stirlingshire Investments independent RIA
Dec 20, 2023 to Jul 29, 2024 · New York, Ny
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to Dec 5, 2023 · Chandler, Az
Sagepoint Financial, Inc. former
Apr 8, 2009 to Sep 1, 2023 · Tempe, Az
Sagepoint Financial, Inc. former
Oct 31, 2005 to Jan 23, 2009 · Phoenix, Az
Sunamerica Securities, Inc. unclassified
Jan 7, 2005 to Oct 31, 2005 · Glendale, Az
Stc Group, Inc. unclassified
Apr 2, 2001 to Dec 31, 2002 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Stirlingshire Investments to Supreme Alliance LLC
left Jul 29, 2024, registered Sep 13, 2024 (46 days) · RIA to RIA
Osaic Wealth, Inc. to Stirlingshire Investments
left Dec 5, 2023, registered Dec 20, 2023 (15 days) · Affiliated broker-dealer or bank to a newly registered adviser
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Sunamerica Securities, Inc. to Sagepoint Financial, Inc.
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Stc Group, Inc. to Sunamerica Securities, Inc.
left Dec 31, 2002, registered Jan 7, 2005 (738 days) · Other

Signals

Kenneth Christian Reese left Stirlingshire Investments for Supreme Alliance Llc (registered 2024-09-13)
Jul 29, 2024 · Advisor changed firm · fact
Kenneth Christian Reese left Osaic Wealth, Inc. for Stirlingshire Investments (registered 2023-12-20)
Dec 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address