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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Andrea Migliaccio

Advisor at SANTANDER SECURITIES

Newington, CT | Waterbury, CT | Wethersfield, CT | Boston, MA

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Search this name across graphsid dfx:ria:c3128343-e6cc-5da9-dce1-debb1d0fdd4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 7, 2008
First registration: Oct 25, 2011
Dual registered: yes, broker-dealer
Other names: ANDREA NAUD|ANDREA MARLENE NAUD|ANDREA MARLENE MIGLIACCIO
IAPD individual key: 3157477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Jan 2, 2019	n/a	yes	Newington, CT\|Boston, MA\|Waterbury, CT\|Wethersfield, CT	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Mar 22, 2017	Dec 11, 2018	no	EAST HAMPTON, CT\|DEEP RIVER, CT\|MANCHESTER, CT\|HIGGANUM, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2013	Nov 14, 2016	no	COLCHESTER, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 25, 2011	May 24, 2013	no	EAST HARTFORD, CT\|BLOOMFIELD, CT\|HARTFORD, CT\|HARTFORD, CT\|EAST WINDSOR, CT\|WEST MANCHESTER, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	SANTANDER SECURITIES	Dec 11, 2018	Jan 2, 2019	22	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CITIZENS SECURITIES, INC.	Nov 14, 2016	Mar 22, 2017	128	Firm change	Other
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	May 24, 2013	Oct 7, 2013	136	Firm change	Other

Relationships

Registered with (4)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Jan 2, 2019 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 22, 2017 to Dec 11, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 7, 2013 to Nov 14, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 25, 2011 to May 24, 2013factForm ADV

Dated events

No dated event names this entity yet.