DFX Intelligence

R•••••• R•• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

R•••••• R•• K•••

Advisor at A•••••• S•••• W••••• M••••••••• L••

VANCOUVER, WA | Morton, IL

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Search this name across graphsid dfx:ria:c3653307-fbb6-a647-2eca-714478950ed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	May 3, 2023	n/a	yes	VANCOUVER, WA\|Morton, IL	Current employment
P•••• O• M••• W••••• M•••••••••	Former SEC adviser	Jun 14, 2022	Jun 5, 2023	no	MORTON, IL\|BRIGHTON, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• O• M••• W••••• M•••••••••	A•••••• S•••• W••••• M••••••••• L••	Jun 5, 2023	May 3, 2023	-33	Channel change	RIA to RIA
V••••• C•••••• M••••••••• L••	P•••• O• M••• W••••• M•••••••••	Jun 8, 2022	Jun 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
317455:307997:MI:2023-06-05	Jun 5, 2023	May 3, 2023	BRIGHTON, MI	Firm change after gap
119880:167816:OH:2019-05-06	May 6, 2019	May 3, 2019	CINCINNATI, OH	Firm change

Relationships

Registered with (5)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 3, 2023 to presentfactForm ADV
→ P•••• O• M••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 14, 2022 to Jun 5, 2023factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 3, 2019 to Jun 8, 2022factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jun 8, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3653307-fbb6-a647-2eca-714478950ed2
First observed: Mar 2, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.