RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R•• K•••
- A•••••• S•••• W••••• M••••••••• L•• independent RIA currentsince May 3, 2023 · Vancouver, Wa
- P•••• O• M••• W••••• M••••••••• formerJun 14, 2022 to Jun 5, 2023 · Morton, Il
- V••••• C•••••• M••••••••• L•• independent RIAMay 3, 2019 to Jun 8, 2022 · Morton, Il
- H••••• I••••••••• M••••••••• L•• independent RIASep 17, 2018 to May 6, 2019 · Morton, Il
- G••••••• A•••••••• L•• independent RIAMar 2, 2011 to Nov 6, 2012 · Morton, Il
- P•••• O• M••• W••••• M••••••••• to A•••••• S•••• W••••• M••••••••• L••left Jun 5, 2023, registered May 3, 2023 (-33 days) · channel change inside one enterprise, not a move · moved with a team
- V••••• C•••••• M••••••••• L•• to P•••• O• M••• W••••• M•••••••••left Jun 8, 2022, registered Jun 14, 2022 (6 days) · RIA to RIA
- H••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left May 6, 2019, registered May 3, 2019 (-3 days) · RIA to RIA · moved with a team
- G••••••• A•••••••• L•• to H••••• I••••••••• M••••••••• L••left Nov 6, 2012, registered Sep 17, 2018 (2141 days) · Other
- R•••••• R•• K••• left V••••• C•••••• M••••••••• L•• for P•••• O• M••• W••••• M••••••••• (registered 2022-06-14)Jun 8, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address