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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MATTHEW HARRISON

Advisor at CAPITAL ANALYSTS

WOODLAND HILLS, CA | MESA, AZ

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Search this name across graphsid dfx:ria:c37d679c-7a21-8cbe-94f8-fff0ebc78caa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Mar 3, 2009
First registration: Mar 12, 2009
Dual registered: yes, broker-dealer
Other names: MATTHEW MILTON HARRISON
IAPD individual key: 5273389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ANALYSTS	Bd affiliated wealth	May 27, 2015	n/a	yes	MESA, AZ	Current employment
LINCOLN INVESTMENT	Independent wealth	May 21, 2015	n/a	yes	MESA, AZ\|WOODLAND HILLS, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 2, 2014	May 21, 2015	no	CHANDLER, AZ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 16, 2011	Sep 16, 2013	no	SCOTTSDALE, AZ\|CHANDLER, AZ\|CHANDLER, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 3, 2009	Sep 8, 2011	no	MESA, AZ	Previous registration
EDWARD JONES	National bd RIA	Mar 12, 2009	Sep 16, 2009	no	CHANDLER, AZ\|CHANDLER, AZ\|GILBERT, AZ\|TEMPE, AZ\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LINCOLN INVESTMENT	May 21, 2015	May 21, 2015	0	Firm change	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 16, 2013	Jan 2, 2014	108	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Sep 8, 2011	Sep 16, 2011	8	Firm change	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Sep 16, 2009	Nov 3, 2009	48	Firm change	Other

Relationships

Registered with (6)

→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
May 27, 2015 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
May 21, 2015 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2014 to May 21, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 16, 2011 to Sep 16, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 3, 2009 to Sep 8, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 12, 2009 to Sep 16, 2009factForm ADV

Dated events

No dated event names this entity yet.