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Registered advisor
M•••••• H•••••••
Feed of 09/14/2026
Also filed as M•••••• Milton H•••••••
At current firm
11 y
since May 21, 2015
In the industry
17 y
since Mar 3, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince May 27, 2015 · Mesa, Az
- L•••••• I••••••••• independent RIA currentsince May 21, 2015 · Mesa, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 2, 2014 to May 21, 2015 · Chandler, Az
- W•••• F•••• A••••••• wirehouseSep 16, 2011 to Sep 16, 2013 · Scottsdale, Az
- C•••• I••••••••• S••••••• C•••• formerNov 3, 2009 to Sep 8, 2011 · Mesa, Az
- E••••• J•••• national BDMar 12, 2009 to Sep 16, 2009 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• I•••••••••left May 21, 2015, registered May 21, 2015 (0 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 16, 2013, registered Jan 2, 2014 (108 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Sep 8, 2011, registered Sep 16, 2011 (8 days) · Other
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Sep 16, 2009, registered Nov 3, 2009 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address