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Advisor at EDELMAN FINANCIAL ENGINES
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 1, 2018 | n/a | yes | BOCA RATON, FL | Current employment |
| EDELMAN FINANCIAL SERVICES, LLC | Former SEC adviser | Jul 17, 2009 | Nov 1, 2018 | no | BOCA RATON, FL|FAIRFAX, VA | Previous registration |
| EDELMAN FINANCIAL ADVISORS LLC | n/a | Dec 3, 2007 | Jul 20, 2009 | no | FAIRFAX, VA | Previous registration |
| EDELMAN FINANCIAL SERVICES, LLC | Former SEC adviser | Aug 11, 2006 | Nov 30, 2007 | no | FAIRFAX, VA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Feb 1, 2005 | May 4, 2006 | no | ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 3, 2004 | Feb 4, 2005 | no | BETHESDA, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 12, 2001 | Aug 8, 2002 | no | ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL SERVICES, LLC | EDELMAN FINANCIAL ENGINES | Nov 1, 2018 | Nov 1, 2018 | 0 | Bulk transfer | Ibd to RIA |
| EDELMAN FINANCIAL ADVISORS LLC | EDELMAN FINANCIAL SERVICES, LLC | Jul 20, 2009 | Jul 17, 2009 | -3 | Firm change | Other |
| EDELMAN FINANCIAL SERVICES, LLC | EDELMAN FINANCIAL ADVISORS LLC | Nov 30, 2007 | Dec 3, 2007 | 3 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | EDELMAN FINANCIAL SERVICES, LLC | May 4, 2006 | Aug 11, 2006 | 99 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Feb 4, 2005 | Feb 1, 2005 | -3 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SUNTRUST INVESTMENT SERVICES, INC. | Aug 8, 2002 | Mar 3, 2004 | 573 | Firm change after gap | Other |