DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• R•• W••••••••

E•••••• F•••••••• E••••••independent RIABoca Raton, FlIA-onlyIAPD 4170486

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••••••• R W••••••••

At current firm

7 y

since Nov 1, 2018

In the industry

25 y

since Jan 11, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Nov 1, 2018 · Boca Raton, Fl
E•••••• F•••••••• S•••••••• L•• former
Jul 17, 2009 to Nov 1, 2018 · Boca Raton, Fl
E•••••• F•••••••• A••••••• L•• unclassified
Dec 3, 2007 to Jul 20, 2009 · Fairfax, Va
E•••••• F•••••••• S•••••••• L•• former
Aug 11, 2006 to Nov 30, 2007 · Fairfax, Va
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 1, 2005 to May 4, 2006 · Rockville, Md
S••••••• I••••••••• S•••••••• I••• former
Mar 3, 2004 to Feb 4, 2005 · Bethesda, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 12, 2001 to Aug 8, 2002 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
E•••••• F•••••••• A••••••• L•• to E•••••• F•••••••• S•••••••• L••
left Jul 20, 2009, registered Jul 17, 2009 (-3 days) · Other
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• A••••••• L••
left Nov 30, 2007, registered Dec 3, 2007 (3 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to E•••••• F•••••••• S•••••••• L••
left May 4, 2006, registered Aug 11, 2006 (99 days) · Other
S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Feb 4, 2005, registered Feb 1, 2005 (-3 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Aug 8, 2002, registered Mar 3, 2004 (573 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address