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Advisor at IIC
BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 8, 2019 | n/a | yes | BLOOMFIELD HILLS, MI | Current employment |
| I•• | Institutional manager | Feb 4, 2019 | n/a | yes | BLOOMFIELD HILLS, MI | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• S••••••••• I••• | I•• | Feb 1, 2019 | Feb 4, 2019 | 3 | Firm change | Other |
| H••••••••• F•••••••• A••••••• | C••••••• S••••••••• I••• | May 4, 2018 | Apr 25, 2018 |
| Bd affiliated wealth |
| Apr 25, 2018 |
| Feb 1, 2019 |
| no |
| DETROIT, MI|TAYLOR, MI|TRENTON, MI|DEARBORN, MI|TRENTON, MI|DETROIT, MI|WESTLAND, MI|TAYLOR, MI|LINCOLN PARK, MI|TAYLOR, MI|TOLEDO, OH |
| Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | May 5, 2016 | May 4, 2018 | no | DEARBORN, MI | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Mar 24, 2015 | Apr 11, 2016 | no | TAYLOR, MI|BELLEVILLE, MI|WESTLAND, MI|DEARBORN, MI|DEARBORN, MI | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Sep 13, 2011 | Mar 17, 2015 | no | WYANDOTTE, MI | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 30, 2010 | Sep 12, 2011 | no | SOUTHGATE, MI|FORT MILL, SC | Previous registration |
| N•• A•••••••• I••• | n/a | Mar 3, 2009 | Nov 30, 2010 | no | SOUTHGATE, MI|BRYAN, OH | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Sep 27, 2004 | Feb 6, 2009 | no | DETROIT, MI|DETROIT, MI|DETROIT, MI | Previous registration |
| Firm change |
| Ibd to ibd |
| F•••• T•••• S••••••••• I••• | H••••••••• F•••••••• A••••••• | Apr 11, 2016 | May 5, 2016 | 24 | Firm change | Other |
| O••••••••• • C•• I••• | F•••• T•••• S••••••••• I••• | Mar 17, 2015 | Mar 24, 2015 | 7 | Firm change | Other |
| L•• F•••••••• L•• | O••••••••• • C•• I••• | Sep 12, 2011 | Sep 13, 2011 | 1 | Firm change | Other |
| N•• A•••••••• I••• | L•• F•••••••• L•• | Nov 30, 2010 | Nov 30, 2010 | 0 | Bulk transfer | Other |
| C••••••• S••••••••• | N•• A•••••••• I••• | Feb 6, 2009 | Mar 3, 2009 | 25 | Firm change | Other |