RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- L•• F•••••••• L•• BD affiliated currentsince Feb 8, 2019 · Bloomfield Hills, Mi
- I•• institutional currentsince Feb 4, 2019 · Bloomfield Hills, Mi
- C••••••• S••••••••• I••• BD affiliatedApr 25, 2018 to Feb 1, 2019 · Detroit, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedMay 5, 2016 to May 4, 2018 · Dearborn, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 24, 2015 to Apr 11, 2016 · Taylor, Mi
- O••••••••• • C•• I••• BD affiliatedSep 13, 2011 to Mar 17, 2015 · Wyandotte, Mi
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Sep 12, 2011 · Southgate, Mi
- N•• A•••••••• I••• unclassifiedMar 3, 2009 to Nov 30, 2010 · Southgate, Mi
- C••••••• S••••••••• formerSep 27, 2004 to Feb 6, 2009 · Detroit, Mi
- C••••••• S••••••••• I••• to I••left Feb 1, 2019, registered Feb 4, 2019 (3 days) · Other
- H••••••••• F•••••••• A••••••• to C••••••• S••••••••• I•••left May 4, 2018, registered Apr 25, 2018 (-9 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Apr 11, 2016, registered May 5, 2016 (24 days) · Other
- O••••••••• • C•• I••• to F•••• T•••• S••••••••• I•••left Mar 17, 2015, registered Mar 24, 2015 (7 days) · Other
- L•• F•••••••• L•• to O••••••••• • C•• I•••left Sep 12, 2011, registered Sep 13, 2011 (1 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• to N•• A•••••••• I•••left Feb 6, 2009, registered Mar 3, 2009 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address