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Advisor at VENTURE VISIONARY PARTNERS LLC
SYLVANIA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VENTURE VISIONARY PARTNERS LLC | Independent wealth | Feb 16, 2023 | n/a | yes | SYLVANIA, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 26, 2016 | Nov 20, 2020 | no | SYLVANIA, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 10, 2016 | no | Toledo, OH|TOLEDO, OH|Toledo, OH|TOLEDO, OH|Toledo, OH | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Dec 5, 2008 | Jun 1, 2009 | no | TOLEDO, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 12, 2008 | Dec 5, 2008 | no | CHICO, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 2, 2003 | May 13, 2008 | no | TOLEDO, OH|TOLEDO, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 23, 2002 | Nov 6, 2002 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | VENTURE VISIONARY PARTNERS LLC | Nov 20, 2020 | Feb 16, 2023 | 818 | Firm change after gap | Wirehouse to RIA |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | May 10, 2016 | Apr 26, 2016 | -14 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Dec 5, 2008 | Dec 5, 2008 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 13, 2008 | May 12, 2008 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Nov 6, 2002 | Jan 2, 2003 | 57 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:304237:OH:2020-11-20 | Nov 20, 2020 | Feb 16, 2023 | SYLVANIA, OH | Firm change after gap |
| 149777:8174:OH:2016-05-10 | May 10, 2016 | Apr 26, 2016 | TOLEDO, OH | Firm change |