DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly Ann Andrews
Feed of 09/14/2026
Also filed as Kelly Ann Carvey
At current firm
3 y
since Feb 16, 2023
In the industry
24 y
since Jul 19, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Venture Visionary Partners LLC independent RIA currentsince Feb 16, 2023 · Sylvania, Oh
- UBS Financial Services Inc. wirehouseApr 26, 2016 to Nov 20, 2020 · Sylvania, Oh
- Morgan Stanley wirehouseJun 1, 2009 to May 10, 2016 · Toledo, Oh
- Morgan Stanley & Co. LLC unclassifiedDec 5, 2008 to Jun 1, 2009 · Toledo, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 12, 2008 to Dec 5, 2008 · Chico, Ca
- Citigroup Global Markets Inc. BD affiliatedJan 2, 2003 to May 13, 2008 · Toledo, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 23, 2002 to Nov 6, 2002 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Venture Visionary Partners LLCleft Nov 20, 2020, registered Feb 16, 2023 (818 days) · Wirehouse to independent RIA · moved with a team
- Morgan Stanley to UBS Financial Services Inc.left May 10, 2016, registered Apr 26, 2016 (-14 days) · Wirehouse to wirehouse · moved with a team
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley & Co. LLCleft Dec 5, 2008, registered Dec 5, 2008 (0 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 13, 2008, registered May 12, 2008 (-1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Nov 6, 2002, registered Jan 2, 2003 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address