DFX Intelligence
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Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
MONTVALE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 13, 2023 | n/a | yes | MONTVALE, NJ | Current employment |
| T• P•••••• C••••• W••••• L•• | Bd affiliated wealth | Oct 14, 2022 | Mar 24, 2023 | no | New City, NY|NEW YORK, NY|Ramsey, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• P•••••• C••••• W••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Mar 24, 2023 | Apr 13, 2023 | 20 | Firm change | Ibd to wirehouse |
| U•••• A••••••• L•• | T• P•••••• C••••• W••••• L•• | Jul 9, 2021 | Oct 14, 2022 |
| U•••• A••••••• L•• | Other adviser | Jan 29, 2021 | Jul 9, 2021 | no | New York, NY | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jun 8, 2018 | Jan 11, 2021 | no | FORT LEE, NJ|NEW YORK, NY | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jun 7, 2018 | Dec 31, 2020 | no | Fort Lee, NJ|New York, NY | Previous registration |
| 462 |
| Firm change after gap |
| RIA to ibd |
| T• A••••••••• I••• | U•••• A••••••• L•• | Jan 11, 2021 | Jan 29, 2021 | 18 | Firm change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Dec 31, 2020 | Jun 8, 2018 | -937 | Bulk transfer | Other |