DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• I••••••••• L••
Latest filing Feb 12, 2026
First filing on the tape Jan 12, 2018 · 32 filings
SEC status approved since Feb 12, 2018
RAUM
$404M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$399M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$67.3M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$404M as of Feb 12, 2026
Feb 15, 2018$100M then
HNW client RAUM$145M as of Feb 12, 2026
Feb 15, 2018$30.0M then
State-registered IARs (5.B.3)6 as of Feb 12, 2026
Feb 15, 20185 then
Employees (5.A)6 as of Feb 12, 2026
Feb 15, 20185 then
Private funds: no history
RAUM +35% over the last fiscal year+24% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $67.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 163derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $231,004derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +119%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$253M64%
- High-net-worth individuals$145M36%
- Individual clients
- 904reported
- HNW clients
- 76reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,749reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• A••• M••••• from K••• P••••• L••Jan 26, 2024 · RIA to RIA
- G•••• L•••• C•••• from V••• E••••• M••••••••• L••Jun 6, 2016 · Other
- D•• P• C•••• from V••• E••••• M••••••••• L••Jan 29, 2016 · Other
- C•••••• H••••••• from V••• E••••• M••••••••• L••Jan 29, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from V••• E••••• M••••••••• L••Jan 14, 2016 · Huntsville, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• D••• P••• · Managing Membercontrolsince 10/2015 · owns 75% or more
- M•••••• S••••• A••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- C•••• F••••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Huntsville, Al · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Florence, AL2 employees
- Gadsen, AL1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 12, 2026RAUM (Item 5.F) moved from $299,826,000 to $404,025,477 (+35.0%) between the annual amendments of 2025-02-14 and 2026-02-12; the peer median change was +15.0% (4550 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 90% percentile
- client count surgeChange between filings · filing Feb 12, 2026individual and HNW clients (Item 5.D) moved from 447.0 to 980.0 (+119.0%) between the annual amendments of 2025-02-14 and 2026-02-12; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
- HNW share shiftChange between filings · filing Feb 12, 2026HNW share of RAUM moved from 59.0% to 36.0% between the annual amendments of 2025-02-14 and 2026-02-12peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,562 to 1,749Oct 16, 2025 to Feb 12, 2026
- HNW clients · 57 to 76Oct 16, 2025 to Feb 12, 2026
- Individual clients · 833 to 904Oct 16, 2025 to Feb 12, 2026
- Discretionary RAUM · $344M to $404MOct 16, 2025 to Feb 12, 2026
- HNW RAUM · $113M to $145MOct 16, 2025 to Feb 12, 2026
- Individual RAUM · $231M to $253MOct 16, 2025 to Feb 12, 2026
- RAUM · $344M to $404MOct 16, 2025 to Feb 12, 2026
- Accounts · 1,538 to 1,562Feb 14, 2025 to Oct 16, 2025
- Advisory activities · 3 to 4Feb 14, 2025 to Oct 16, 2025
- HNW clients · 198 to 57Feb 14, 2025 to Oct 16, 2025
- Individual clients · 249 to 833Feb 14, 2025 to Oct 16, 2025
- Financial planning clients · to 0Feb 14, 2025 to Oct 16, 2025
- Discretionary RAUM · $300M to $344MFeb 14, 2025 to Oct 16, 2025
- HNW RAUM · $178M to $113MFeb 14, 2025 to Oct 16, 2025
- Individual RAUM · $122M to $231MFeb 14, 2025 to Oct 16, 2025
- RAUM · $300M to $344MFeb 14, 2025 to Oct 16, 2025
- Accounts · 1,353 to 1,538Jan 13, 2025 to Feb 14, 2025
- HNW clients · 206 to 198Jan 13, 2025 to Feb 14, 2025
- Individual clients · 620 to 249Jan 13, 2025 to Feb 14, 2025
- Financial planning clients · unset to Jan 13, 2025 to Feb 14, 2025
- Discretionary RAUM · $238M to $300MJan 13, 2025 to Feb 14, 2025
- HNW RAUM · $125M to $178MJan 13, 2025 to Feb 14, 2025
- Individual RAUM · $113M to $122MJan 13, 2025 to Feb 14, 2025
- RAUM · $238M to $300MJan 13, 2025 to Feb 14, 2025
- Advisory employees · 7 to 6Jan 26, 2024 to Jan 13, 2025
- Employees · 7 to 6Jan 26, 2024 to Jan 13, 2025
- State-registered IARs · 7 to 6Jan 26, 2024 to Jan 13, 2025
- Accounts · 1,318 to 1,353Aug 29, 2023 to Jan 26, 2024
- Advisory employees · 6 to 7Aug 29, 2023 to Jan 26, 2024
- HNW clients · 176 to 206Aug 29, 2023 to Jan 26, 2024
- Individual clients · 634 to 620Aug 29, 2023 to Jan 26, 2024
- Employees · 6 to 7Aug 29, 2023 to Jan 26, 2024
- State-registered IARs · 6 to 7Aug 29, 2023 to Jan 26, 2024
- Discretionary RAUM · $224M to $238MAug 29, 2023 to Jan 26, 2024
- HNW RAUM · $113M to $125MAug 29, 2023 to Jan 26, 2024
- Individual RAUM · $112M to $113MAug 29, 2023 to Jan 26, 2024
- RAUM · $224M to $238MAug 29, 2023 to Jan 26, 2024
- Accounts · 1,306 to 1,318Jan 30, 2023 to Aug 29, 2023
- HNW clients · 191 to 176Jan 30, 2023 to Aug 29, 2023
- Individual clients · 614 to 634Jan 30, 2023 to Aug 29, 2023
Signals
3 dated events
- Alan Scott Montes (Chief Compliance Officer) appeared on Schedule A of Cloud Investments, LlcJan 26, 2024 · Control person joined · fact
- Johnson Lauren Borden (Chief Compliance Officer) no longer on Schedule A of Cloud Investments, Llc (listed 2023-08-29, absent 2024-01-26)Jan 26, 2024 · Control person left · inference
- Cloud Investments, Llc filed its initial SEC registration (Form ADV)Jan 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CLOUD-FINANCIAL-INCreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/cloud-financial-inc-?trk=nav_account_sureportedpublic record, Form ADV, Sep 18, 2026
- Website
- connectwithcloud.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 256-715-0094reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026