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RIA / WealthAdvisor16 years in industry

Richard Carl Precious

Advisor at MADISON PARTNERS

MADISON, WI | Houston, TX

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Search this name across graphsid dfx:ria:c45d99a7-d85b-6e4c-95dc-9e348641bbfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MADISON PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 29, 2009
First registration: Sep 23, 2016
Dual registered: no
Other names: RICHARD C PRECIOUS|RICHARD C PRECIOUS|RICHARD C. PRECIOUS|RICHARD CARL PRECIOUS
IAPD individual key: 5735574

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MADISON PARTNERS	Independent wealth	Nov 20, 2025	n/a	yes	MADISON, WI\|Houston, TX	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Dec 2, 2025	no	HOUSTON, TX\|PLANO, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 4, 2024	Nov 14, 2024	no	Plano, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 11, 2022	Aug 30, 2024	no	HOUSTON, TX	Previous registration
FROST INVESTMENT SERVICES	Bd affiliated wealth	Jan 27, 2022	Apr 12, 2022	no	SAN ANTONIO, TX\|Houston, TX	Previous registration
FROST INVESTMENT SERVICES	Bd affiliated wealth	Feb 12, 2019	Dec 31, 2021	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 23, 2016	Feb 12, 2019	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	MADISON PARTNERS	Dec 2, 2025	Nov 20, 2025	-12	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Aug 30, 2024	Sep 4, 2024	5	Firm change	Wirehouse to ibd
FROST INVESTMENT SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 12, 2022	Apr 11, 2022	-1	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	FROST INVESTMENT SERVICES	Feb 12, 2019	Feb 12, 2019	0	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ MADISON PARTNERSRegistered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Dec 2, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 4, 2024 to Nov 14, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 11, 2022 to Aug 30, 2024factForm ADV
→ FROST INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 27, 2022 to Apr 12, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2016 to Feb 12, 2019factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Richard Carl Precious left Lpl Enterprise, Llc for Madison Partners (registered 2025-11-20)
Form ADVobserved 5 days ago
Occurred
Aug 30, 2024
Advisor changed firm
Richard Carl Precious left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2024-09-04)
Form ADVobserved 5 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Richard Carl Precious left Frost Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-04-11)
Form ADVobserved 5 days ago