DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• C••• P•••••••

M•••••• P•••••••independent RIAM••••••, Wi IA-onlyIAPD 5735574

Feed of 09/14/2026

Also filed as Richard C Precious

At current firm

0 y

since Nov 20, 2025

In the industry

16 y

since Dec 29, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• P••••••• independent RIA current
since Nov 20, 2025 · M••••••, Wi
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Dec 2, 2025 · Houston, Tx
P•••• S••••••••• L•• no RAUM
Sep 4, 2024 to Nov 14, 2024 · Plano, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 11, 2022 to Aug 30, 2024 · Houston, Tx
F•••• I••••••••• S••••••• BD affiliated
Jan 27, 2022 to Apr 12, 2022 · San Antonio, Tx
F•••• I••••••••• S••••••• BD affiliated
Feb 12, 2019 to Dec 31, 2021 · Houston, Tx
W•••• F•••• A••••••• wirehouse
Sep 23, 2016 to Feb 12, 2019 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to M•••••• P•••••••
left Dec 2, 2025, registered Nov 20, 2025 (-12 days) · Affiliated broker-dealer or bank to independent RIA
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••
left Aug 30, 2024, registered Sep 4, 2024 (5 days) · Wirehouse to affiliated broker-dealer or bank
F•••• I••••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 12, 2022, registered Apr 11, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to F•••• I••••••••• S•••••••
left Feb 12, 2019, registered Feb 12, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R•••••• C••• P••••••• left L•• E••••••••• L•• for M•••••• P••••••• (registered 2025-11-20)
Dec 2, 2025 · Advisor changed firm · fact
R•••••• C••• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P•••• S••••••••• L•• (registered 2024-09-04)
Aug 30, 2024 · Advisor changed firm · fact
R•••••• C••• P••••••• left F•••• I••••••••• S••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-04-11)
Apr 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address