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Advisor at WELLS FARGO ADVISORS
HOUSTON, TX | MISSOURI CITY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 2, 2026 | n/a | yes | HOUSTON, TX|MISSOURI CITY, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 18, 2014 | Jul 2, 2026 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Mar 1, 2011 | Sep 9, 2013 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 27, 2009 | Feb 7, 2011 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 16, 2007 | Feb 17, 2009 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Jul 2, 2026 | Jul 2, 2026 | 0 | Firm change | Wirehouse to wirehouse |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | J.P. MORGAN SECURITIES LLC | Sep 9, 2013 | Feb 18, 2014 | 162 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Feb 7, 2011 | Mar 1, 2011 | 22 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VALIC FINANCIAL ADVISORS, INC. | Feb 17, 2009 | Apr 27, 2009 | 69 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:TX:2026-07-02 | Jul 2, 2026 | Jul 2, 2026 | HOUSTON, TX | Firm change |