RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• N• K•••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 2, 2026 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 18, 2014 to Jul 2, 2026 · Houston, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerMar 1, 2011 to Sep 9, 2013 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 27, 2009 to Feb 7, 2011 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 16, 2007 to Feb 17, 2009 · Sugar Land, Tx
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 2, 2026, registered Jul 2, 2026 (0 days) · Wirehouse to wirehouse · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Sep 9, 2013, registered Feb 18, 2014 (162 days) · Other
- V•••• F•••••••• A•••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Feb 7, 2011, registered Mar 1, 2011 (22 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Feb 17, 2009, registered Apr 27, 2009 (69 days) · Other
- Blaize N. Kaduru left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2026-07-02)Jul 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address