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RIA / WealthAdvisorCertified Financial Planner16 years in industry

Christopher David Schwartz

Advisor at MARINER

Sarasota, FL

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Search this name across graphsid dfx:ria:c4835330-3f92-894e-95aa-388d39ee5fc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 9, 2010
First registration: Mar 28, 2013
Dual registered: no
Other names: CHRISTOPHER SCHWARTZ
IAPD individual key: 5695850

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	May 12, 2022	n/a	yes	Sarasota, FL	Current employment
GREAT VALLEY ADVISOR GROUP, LLC	Independent wealth	Oct 1, 2021	Dec 14, 2021	no	Columbia, MD	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Apr 5, 2018	Oct 14, 2021	no	OWINGS MILLS, MD	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 16, 2013	Feb 8, 2018	no	BALTIMORE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2013	Oct 14, 2013	no	COLUMBIA, MD\|WESTMINSTER, MD\|OWINGS MILLS, MD\|BALTIMORE, MD\|REISTERSTOWN, MD\|BALTIMORE, MD\|ABINGDON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GREAT VALLEY ADVISOR GROUP, LLC	Mariner	Dec 14, 2021	May 12, 2022	149	Firm change	RIA to ibd
T. ROWE PRICE ADVISORY SERVICES, INC.	GREAT VALLEY ADVISOR GROUP, LLC	Oct 14, 2021	Oct 1, 2021	-13	Firm change	RIA to RIA
ADVICE AND PLANNING SERVICES	T. ROWE PRICE ADVISORY SERVICES, INC.	Feb 8, 2018	Apr 5, 2018	56	Firm change	Other
WELLS FARGO ADVISORS	ADVICE AND PLANNING SERVICES	Oct 14, 2013	Oct 16, 2013	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20472:108958:MD:2018-02-08	Feb 8, 2018	Apr 5, 2018	BALTIMORE, MD	Firm change

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
May 12, 2022 to presentfactForm ADV
→ GREAT VALLEY ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Oct 1, 2021 to Dec 14, 2021factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 5, 2018 to Oct 14, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 16, 2013 to Feb 8, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 28, 2013 to Oct 14, 2013factForm ADV

Dated events

No dated event names this entity yet.