RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• S•••••••
- M•••••• BD affiliated currentsince May 12, 2022 · Sarasota, Fl
- G•••• V••••• A•••••• G••••• L•• independent RIAOct 1, 2021 to Dec 14, 2021 · Columbia, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 5, 2018 to Oct 14, 2021 · Owings Mills, Md
- A••••• A•• P••••••• S••••••• BD affiliatedOct 16, 2013 to Feb 8, 2018 · Baltimore, Md
- W•••• F•••• A••••••• wirehouseMar 28, 2013 to Oct 14, 2013 · Columbia, Md
- G•••• V••••• A•••••• G••••• L•• to M••••••left Dec 14, 2021, registered May 12, 2022 (149 days) · RIA to affiliated broker-dealer or bank
- T• R••• P•••• A••••••• S•••••••• I••• to G•••• V••••• A•••••• G••••• L••left Oct 14, 2021, registered Oct 1, 2021 (-13 days) · RIA to RIA
- A••••• A•• P••••••• S••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Feb 8, 2018, registered Apr 5, 2018 (56 days) · Other · moved with a team
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Oct 14, 2013, registered Oct 16, 2013 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address