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RIA / WealthAdvisor31 years in industry

FERRIS S J AHN

Advisor at ALPHA CAPITAL WEALTH ADVISORS, LLC

MCLEAN, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHA CAPITAL WEALTH ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Aug 18, 1995
First registration: Jan 16, 2006
Dual registered: no
Other names: FERRIS AHN|SUNG JUN AN|FERRIS S. J. AHN|Sung J An
IAPD individual key: 2645211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHA CAPITAL WEALTH ADVISORS, LLC	State registered	Aug 29, 2024	n/a	yes	MCLEAN, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 7, 2020	Sep 12, 2023	no	BURKE, VA\|MCLEAN, VA	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Sep 13, 2016	Dec 7, 2020	no	ALEXANDRIA, VA\|ARLINGTON, VA\|ARLINGTON, VA\|WASHINGTON, DC\|VIENNA, VA\|Tysons, VA\|VIENNA, VA\|Tysons, VA\|ARLINGTON, VA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Aug 15, 2014	Sep 22, 2016	no	VIENNA, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 30, 2013	Jul 25, 2014	no	WASHINGTON, DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Oct 19, 2011	no	ROCKVILLE, MD\|ANNANDALE, VA\|NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 26, 2008	Oct 23, 2009	no	ROCKVILLE, MD\|CHEVY CHASE, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jan 7, 2009	no	STERLING, VA\|MCLEAN, VA\|TYSONS CORNER, VA\|WASHINGTON, DC\|VIENNA, VA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Apr 12, 2006	May 29, 2007	no	VIENNA, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 16, 2006	Mar 17, 2006	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ALPHA CAPITAL WEALTH ADVISORS, LLC	Sep 12, 2023	Aug 29, 2024	352	Firm change	Wirehouse to state RIA
HSBC SECURITIES (USA) INC.	WELLS FARGO ADVISORS	Dec 7, 2020	Dec 7, 2020	0	Firm change	Ibd to wirehouse
USAA FINANCIAL PLANNING SERVICES	HSBC SECURITIES (USA) INC.	Sep 22, 2016	Sep 13, 2016	-9	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Jul 25, 2014	Aug 15, 2014	21	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SUNTRUST INVESTMENT SERVICES, INC.	Oct 19, 2011	Apr 30, 2013	559	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 7, 2009	Dec 26, 2008	-12	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	CITICORP INVESTMENT SERVICES	Mar 17, 2006	Apr 12, 2006	26	Firm change	Other

Relationships

Registered with (10)

→ ALPHA CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Aug 29, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2020 to Sep 12, 2023factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Sep 13, 2016 to Dec 7, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 15, 2014 to Sep 22, 2016factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 30, 2013 to Jul 25, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Oct 19, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 26, 2008 to Oct 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jan 7, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 12, 2006 to May 29, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 16, 2006 to Mar 17, 2006factForm ADV

Dated events

Occurred
Sep 12, 2023
Advisor changed firm
Ferris S J Ahn left Wells Fargo Advisors for Alpha Capital Wealth Advisors, Llc (registered 2024-08-29)
Form ADVobserved 6 days ago