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Advisor at USA FINANCIAL SECURITIES LLC
ADA, MI | Clearwater, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | Independent wealth | Feb 23, 2026 | n/a | yes | ADA, MI|Clearwater, FL | Current employment |
| IP FINANCIAL ADVISORY SERVICES LLC | Independent wealth | Mar 6, 2024 | Sep 5, 2025 | no | Yancey, TX|CHARLOTTE, NC | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Jul 13, 2021 | Aug 25, 2022 | no | Yancey, TX|WILMINGTON, DE | Previous registration |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Apr 2, 2019 | Aug 4, 2025 | no | Yancey, TX|CHARLOTTE, NC | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Mar 7, 2011 | Sep 4, 2018 | no | SACRAMENTO, CA|Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IP FINANCIAL ADVISORY SERVICES LLC | USA FINANCIAL SECURITIES LLC | Sep 5, 2025 | Feb 23, 2026 | 171 | Firm change | RIA to RIA |
| LINDEN THOMAS ADVISORY SERVICES, LLC | PEOPLE'S UNITED ADVISORS, INC. | Aug 4, 2025 | Jul 13, 2021 | -1,483 | Firm change after gap | RIA to RIA |
| PEOPLE'S UNITED ADVISORS, INC. | IP FINANCIAL ADVISORY SERVICES LLC | Aug 25, 2022 | Mar 6, 2024 | 559 | Firm change after gap | RIA to ibd |
| NATIONWIDE SECURITIES, LLC | LINDEN THOMAS ADVISORY SERVICES, LLC | Sep 4, 2018 | Apr 2, 2019 | 210 | Firm change | Other |