DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• H•••••••

U•• F•••••••• S••••••••• L••independent RIAAda, Mi dual registrantIAPD 2358251

Feed of 09/14/2026

Also filed as S•••••• Michelle Bynum

At current firm

0 y

since Feb 23, 2026

In the industry

31 y

since Aug 25, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••••• L•• independent RIA current
since Feb 23, 2026 · Ada, Mi
I• F•••••••• A••••••• S••••••• L•• independent RIA
Mar 6, 2024 to Sep 5, 2025 · Yancey, Tx
P••••••• U••••• A•••••••• I••• former
Jul 13, 2021 to Aug 25, 2022 · Yancey, Tx
L••••• T••••• A••••••• S•••••••• L•• independent RIA
Apr 2, 2019 to Aug 4, 2025 · Yancey, Tx
N••••••••• S••••••••• L•• no RAUM
Mar 7, 2011 to Sep 4, 2018 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

I• F•••••••• A••••••• S••••••• L•• to U•• F•••••••• S••••••••• L••
left Sep 5, 2025, registered Feb 23, 2026 (171 days) · RIA to RIA
L••••• T••••• A••••••• S•••••••• L•• to P••••••• U••••• A•••••••• I•••
left Aug 4, 2025, registered Jul 13, 2021 (-1483 days) · RIA to RIA
P••••••• U••••• A•••••••• I••• to I• F•••••••• A••••••• S••••••• L••
left Aug 25, 2022, registered Mar 6, 2024 (559 days) · RIA to affiliated broker-dealer or bank
N••••••••• S••••••••• L•• to L••••• T••••• A••••••• S•••••••• L••
left Sep 4, 2018, registered Apr 2, 2019 (210 days) · Other

Signals

S•••••• H••••••• left I• F•••••••• A••••••• S••••••• L•• for U•• F•••••••• S••••••••• L•• (registered 2026-02-23)
Sep 5, 2025 · Advisor changed firm · fact
S•••••• H••••••• left L••••• T••••• A••••••• S•••••••• L•• for P••••••• U••••• A•••••••• I••• (registered 2021-07-13)
Aug 4, 2025 · Advisor changed firm · fact
S•••••• H••••••• left P••••••• U••••• A•••••••• I••• for I• F•••••••• A••••••• S••••••• L•• (registered 2024-03-06)
Aug 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address