DFX Intelligence

S•••• A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••• A••••• M•••••

Advisor at J••• M••••• S••••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:c50ec238-4eb9-606c-beeb-6dc7b4fe3d9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Apr 19, 2023	n/a	yes	SAN ANTONIO, TX	Current employment
B••••••• W••••• S••••••••	Independent wealth	Nov 10, 2022	Mar 29, 2023	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• S••••••••	J••• M••••• S••••••••• L••	Mar 29, 2023	Apr 19, 2023	21	Firm change	RIA to wirehouse
F•••• I••••••••• S•••••••	B••••••• W••••• S••••••••	Oct 31, 2022	Nov 10, 2022

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ B••••••• W••••• S••••••••Registered adviserregistration: previous registration
Nov 10, 2022 to Mar 29, 2023factForm ADV
→ F•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jan 26, 2022 to Oct 31, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Mar 29, 2023
Advisor changed firm
S•••• A••••• M••••• left B••••••• W••••• S•••••••• for J••• M••••• S••••••••• L•• (registered 2023-04-19)
Form ADVobserved 7 days ago
Occurred
Oct 31, 2022
Advisor changed firm
S•••• A••••• M••••• left F•••• I••••••••• S••••••• for B••••••• W••••• S•••••••• (registered 2022-11-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c50ec238-4eb9-606c-beeb-6dc7b4fe3d9e
First observed: Oct 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.