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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DANIEL JOSEPH LOMBARDOZZI

Advisor at PARADIGM WEALTH ADVISORY LLC

Red Bank, NJ | BRIDGEWATER, NJ

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Search this name across graphsid dfx:ria:c539f0f9-777d-652f-ad8e-2c00c5e9dbe2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARADIGM WEALTH ADVISORY LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 26, 1999
First registration: Sep 25, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 3190741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARADIGM WEALTH ADVISORY LLC	Independent wealth	Feb 18, 2026	n/a	yes	Red Bank, NJ\|BRIDGEWATER, NJ	Current employment
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Independent wealth	Apr 12, 2019	Mar 3, 2026	no	RED BANK, NJ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Mar 15, 2019	no	CHESTERFIELD, MO\|CRANFORD, NJ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Dec 9, 2008	Jul 2, 2012	no	Staten Island, NY\|RED BANK, NJ\|Staten Island, NY\|SAN DIEGO, CA\|Farmingdale, NJ\|Staten Island, NY	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Sep 25, 2008	Dec 9, 2008	no	RED BANK, NJ\|STATEN ISLAND, NY\|RED BANK, NJ\|STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	PARADIGM WEALTH ADVISORY LLC	Mar 3, 2026	Feb 18, 2026	-13	Firm change	RIA to RIA
FIRST ALLIED ADVISORY SERVICES, INC.	GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Mar 15, 2019	Apr 12, 2019	28	Firm change	Ibd to RIA
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
FIRST MONTAUK SECURITIES CORP.	FIRST ALLIED SECURITIES, INC.	Dec 9, 2008	Dec 9, 2008	0	Firm change	Other

Relationships

Registered with (5)

→ PARADIGM WEALTH ADVISORY LLCRegistered adviserregistration: current employment
Feb 18, 2026 to presentfactForm ADV
→ GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 12, 2019 to Mar 3, 2026factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Mar 15, 2019factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Dec 9, 2008 to Jul 2, 2012factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Sep 25, 2008 to Dec 9, 2008factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Daniel Joseph Lombardozzi left Garden State Investment Advisory Services, Llc for Paradigm Wealth Advisory Llc (registered 2026-02-18)
Form ADVobserved 5 days ago