RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• L•••••••••
- P••••••• W••••• A••••••• L•• independent RIA currentsince Feb 18, 2026 · Red Bank, Nj
- G••••• S•••• I••••••••• A••••••• S•••••••• L•• independent RIAApr 12, 2019 to Mar 3, 2026 · Red Bank, Nj
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Mar 15, 2019 · Chesterfield, Mo
- F•••• A••••• S••••••••• I••• formerDec 9, 2008 to Jul 2, 2012 · Staten Island, Ny
- F•••• M•••••• S••••••••• C•••• unclassifiedSep 25, 2008 to Dec 9, 2008 · Red Bank, Nj
- G••••• S•••• I••••••••• A••••••• S•••••••• L•• to P••••••• W••••• A••••••• L••left Mar 3, 2026, registered Feb 18, 2026 (-13 days) · RIA to RIA
- F•••• A••••• A••••••• S•••••••• I••• to G••••• S•••• I••••••••• A••••••• S•••••••• L••left Mar 15, 2019, registered Apr 12, 2019 (28 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- F•••• M•••••• S••••••••• C•••• to F•••• A••••• S••••••••• I•••left Dec 9, 2008, registered Dec 9, 2008 (0 days) · Other
- D••••• J••••• L••••••••• left G••••• S•••• I••••••••• A••••••• S•••••••• L•• for P••••••• W••••• A••••••• L•• (registered 2026-02-18)Mar 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address