DFX Intelligence

K•••• F•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

K•••• F•••••• D••••

Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••

LOS ANGELES, CA | Sudbury, MA

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Search this name across graphsid dfx:ria:c5608127-b48c-992e-5ed6-09ddd4213a77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• P•••••• C••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• P•••••• C••••• S•••••••• I•••	Independent wealth	Sep 6, 2025	n/a	yes	LOS ANGELES, CA\|Sudbury, MA	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	Aug 25, 2023	Oct 23, 2025	no	LOS ANGELES, CA\|Sudbury, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	C•••••• G•••• P•••••• C••••• S•••••••• I•••	Oct 23, 2025	Sep 6, 2025	-47	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• C••••• G••••• I•••	Jan 18, 2011	Aug 25, 2023

Relationships

Registered with (5)

→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 6, 2025 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Aug 25, 2023 to Oct 23, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 4, 2009 to Jan 18, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
K•••• F•••••• D•••• left C•••••• C••••• G••••• I••• for C•••••• G•••• P•••••• C••••• S•••••••• I••• (registered 2025-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5608127-b48c-992e-5ed6-09ddd4213a77
First observed: Oct 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.