DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Francis Dolan
Feed of 09/14/2026
At current firm
1 y
since Sep 6, 2025
In the industry
30 y
since Jul 23, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Group Private Client Services, Inc. independent RIA currentsince Sep 6, 2025 · Los Angeles, Ca
- Capital Client Group, Inc. no RAUMAug 25, 2023 to Oct 23, 2025 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 4, 2009 to Jan 18, 2011 · Boston, Ma
- Banc Of America Investment Services, Inc. unclassifiedJan 8, 2009 to Oct 23, 2009 · Boston, Ma
- Bofa Advisors, LLC formerOct 18, 2005 to Dec 31, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Capital Client Group, Inc. to Capital Group Private Client Services, Inc.left Oct 23, 2025, registered Sep 6, 2025 (-47 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital Client Group, Inc.left Jan 18, 2011, registered Aug 25, 2023 (4602 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Nov 4, 2009 (12 days) · corporate re-registration, not a move
- Bofa Advisors, LLC to Banc Of America Investment Services, Inc.left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
Signals
- Kevin Francis Dolan left Capital Client Group, Inc. for Capital Group Private Client Services, Inc. (registered 2025-09-06)Oct 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address