A••••• D•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Fairlawn, OH | North Canton, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c57127e5-4c43-7b9c-d3e0-70d8343cb769

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 18, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 8, 2026	n/a	yes	North Canton, OH\|Fairlawn, OH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 29, 2026	Aug 24, 2026	no	Canton, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Aug 18, 2026	Jun 29, 2026	-50	Firm change after gap	Ibd to ibd
P•••• S••••••••• L••	H••••••••• F•••••••• A•••••••	Jan 24, 2024	Mar 1, 2024

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2026 to Aug 24, 2026factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 1, 2024 to Aug 18, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2023 to Jan 24, 2024factForm ADV
→ P••••••••• S••••••••• C•••••••••

Dated events

Occurred
Aug 18, 2026
Advisor changed firm
A••••• D••••• left H••••••••• F•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-06-29)
Form ADVobserved 7 days ago
Occurred
Jan 24, 2024
Advisor changed firm
A••••• D••••• left P•••• S••••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2024-03-01)
Form ADVobserved 7 days ago
Occurred
Jul 6, 2023
Advisor changed firm
A••••• D••••• left P••••••••• S••••••••• C••••••••• for P•••• S••••••••• L•• (registered 2023-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c57127e5-4c43-7b9c-d3e0-70d8343cb769
First observed: May 18, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.