DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Austin Dillon

Ameriprise Financial Services, LLCnational BDFairlawn, Oh dual registrantIAPD 7592471

Feed of 09/15/2026

Also filed as Austin Dillon

At current firm

0 y

since Sep 8, 2026

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Sep 8, 2026 · North Canton, Oh
Ameriprise Financial Services, LLC national BD
Jun 29, 2026 to Aug 24, 2026 · Canton, Oh
Huntington Financial Advisors BD affiliated
Mar 1, 2024 to Aug 18, 2026 · Dover, Oh
Pruco Securities, LLC no RAUM
Aug 30, 2023 to Jan 24, 2024 · Columbus, Oh
Planmember Securities Corporation independent RIA
May 18, 2023 to Jul 6, 2023 · Copley, Oh

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to Ameriprise Financial Services, LLC
left Aug 18, 2026, registered Jun 29, 2026 (-50 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Huntington Financial Advisors
left Jan 24, 2024, registered Mar 1, 2024 (37 days) · Affiliated broker-dealer or bank to another
Planmember Securities Corporation to Pruco Securities, LLC
left Jul 6, 2023, registered Aug 30, 2023 (55 days) · RIA to affiliated broker-dealer or bank

Signals

Austin Dillon left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-06-29)
Aug 18, 2026 · Advisor changed firm · fact
Austin Dillon left Pruco Securities, Llc for Huntington Financial Advisors (registered 2024-03-01)
Jan 24, 2024 · Advisor changed firm · fact
Austin Dillon left Planmember Securities Corporation for Pruco Securities, Llc (registered 2023-08-30)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address