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Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Independent wealth | May 1, 2024 | n/a | yes | DALLAS, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 3, 2023 | Apr 24, 2024 | no | Austin, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | May 25, 2022 | Nov 3, 2023 | no | AUSTIN, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 7, 2016 | May 9, 2022 | no | MINNEAPOLIS, MN|AUSTIN, TX|MINNEAPOLIS, MN|TARPON SPRINGS, FL | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Aug 13, 2002 | Sep 16, 2003 | no | RALEIGH, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 24, 2002 | Aug 9, 2002 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Apr 24, 2024 | May 1, 2024 | 7 | Firm change | Ibd to RIA |
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| WELLS FARGO ADVISORS | COMERICA SECURITIES | May 9, 2022 | May 25, 2022 | 16 | Firm change | Wirehouse to RIA |
| FIRST CITIZENS INVESTOR SERVICES, INC. | WELLS FARGO ADVISORS | Sep 16, 2003 | Jul 7, 2016 | 4,678 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIRST CITIZENS INVESTOR SERVICES, INC. | Aug 9, 2002 | Aug 13, 2002 | 4 | Firm change | Other |